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Imperial Capital plans to raise $150M in IPO

AP
posted: 34 DAYS 17 HOURS AGO
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NEW YORK -Investment bank Imperial Capital Group Inc. said late Wednesday it filed for an initial public offering to raise as much as $150 million by selling common stock.
The broker-dealer sells and trades debt, stocks and other securities for clients and provides debt and equity financing and mergers and acquisitions advice. It also publishes research on companies in 14 industry sectors.
The Los Angeles bank, founded in 1997, intends to use an undisclosed portion of the proceeds to buy partnership shares from the holding company controlled by CEO and chairman Jason Reese and president Randall Wooster, the company said in a filing with the Securities and Exchange Commission.
Wooster and Reese will own the majority of Class B common stock, controlling all matters requiring shareholder approval.
The company will use remaining proceeds to repay the outstanding balance on a credit line and for general corporate purposes.
Bank of America Merrill Lynch, JMP Securities and Imperial Capital are managing the offering.
Copyright 2009 The Associated Press. All rights reserved. This material may not be published, broadcast, rewritten or redistributed.
2009-10-22 07:38:41
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